Manager / Senior Manager – Internal Audit, Investment Banking Risk

Job Summary
We are seeking an internal audit professional with investment banking exposure across market risk, investment risk, credit risk, transaction controls and Basel-related frameworks. The role will provide assurance over complex investment banking activities and risk management controls.
Key Responsibilities

• Lead risk-based audits covering investment banking, treasury, markets, transactions and investment activities.
• Assess market risk, credit risk, investment risk, liquidity risk and operational risk controls.
• Review transaction approval, valuation, limit management, risk monitoring and escalation processes.
• Evaluate Basel framework implementation, capital/risk measurement and related governance.
• Review CRC/credit risk governance and controls relevant to financing and investment activities.
• Assess internal controls over complex transactions, financial instruments and investment portfolios.
• Develop audit findings based on root-cause analysis and monitor remediation.
• Present significant risk exposures and control observations to senior management and audit committees.

Key Requirements

• Bachelor’s degree in a relevant discipline; professional certification is preferred where applicable.
• Strong experience in risk-based internal audit, banking risk, Basel-related controls and audit methodology.
• Relevant banking or financial services experience with direct exposure to the functional area.
• Strong analytical, communication, stakeholder management and problem-solving skills.
• Working knowledge of banking governance, controls, risk and regulatory requirements relevant to the role.

Preferred Industry Exposure
Investment Banking and financial services, with direct exposure to internal audit, relevant banking products/processes and applicable regulatory requirements.